finra
FINRA Embraces Fractional Share Trading, to Overhaul Reporting Standards
- The new guidelines mandate reporting both whole share and fractional share quantities.
- Currently, FINRA's trade reporting rules do not support reporting fractional share quantities.
Friday, 22/03/2024 | 20:36 GMT by
Jared Kirui
FINRA Slaps M1 Finance with $850,000 Fine for Misleading Social Media Influencer Posts
- The fine involves a marketing campaign by the fintech firm featuring 1,700 social media influencers.
- According to the regulator, the social media posts did not accurately represent the firm's margin lending program.
Monday, 18/03/2024 | 18:57 GMT by
Jared Kirui
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