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Executive Moves

UK FCA Appoints Three New Directors

  • Craig Chapman will join the watchdog as the Finance Director.
  • Laura Dawes and Dominic Cashman were also picked by the FCA.
Tuesday, 05/04/2022 | 19:47 GMT by Felipe Erazo
CryptoCurrency

UK FCA Warns on Clone Firm AZOptions

  • The clone firm is allegedly using legit details from Octopus Investment Limited.
  • AZOptions is not regulated in the United Kingdom.
Thursday, 31/03/2022 | 19:43 GMT by Felipe Erazo
Retail FX

Exclusive: Enigma Strategy Gains FCA’s Retail Discretionary Permission

  • The asset manager is now planning to expand its services.
  • It is eyeing developing in-house copy-trading services.
Tuesday, 29/03/2022 | 11:18 GMT by Arnab Shome
Regulation

Crypto Companies in Limbo as UK FCA’s Deadline Looms

  • Firms like Revolut, Copper and Blockchain.com are in that limbo.
  • The watchdog argues that companies are not meeting standards.
Monday, 28/03/2022 | 21:13 GMT by Felipe Erazo
Institutional FX

REGIS-TR Obtains a Full UK EMIR License from the FCA

  • The firm was incorporated in 2019.
  • REGIS-TR UK LTD was intended to provide services to clients in the post-Brexit era.
Tuesday, 22/03/2022 | 17:29 GMT by Felipe Erazo
Regulation

UK FCA Warns on XTB Broker Clone

  • The firm is offering crypto services without FCA's authorization.
  • The watchdog recently issued a warning about an unlicensed crypto provider.
Monday, 21/03/2022 | 21:41 GMT by Felipe Erazo
Regulation

UK FCA Warns on Alpha Crypto Trade FX Ltd

  • The company is reportedly targeting UK-based customers.
  • The British regulator said they're not authorized to provide financial services.
Wednesday, 16/03/2022 | 19:16 GMT by Felipe Erazo
Exchanges

UK FCA Reacts to EQONEX Convertible Loan from Bifinity

  • The watchdog commented on the $36 million convertible loan to EQONEX.
  • The entity formerly called Binance UAB is now called Bifinity.
Monday, 07/03/2022 | 17:31 GMT by Felipe Erazo
News

FCA Opens over 300 Cases against Unregistered Crypto Firms

  • Scams are rampant using cryptocurrencies, boiler rooms and recovery rooms.
  • It has started two campaigns to aware investors of scams.
Thursday, 03/03/2022 | 13:12 GMT by Arnab Shome
Retail FX

FCA Receives 279 Whistleblowing Reports in Q4 2021

  • In total, there were 525 allegations of financial wrongdoings.
  • Most of the allegations were about fitness and propriety.
Tuesday, 01/03/2022 | 12:29 GMT by Arnab Shome
Executive Moves

New Change FX Positions James Anderson as Its New Chief Technology Officer

  • Anderson brings around twenty years of fintech experience to the role.
  • He plans to scale and transform NCFX’s data and analytics platform.
Tuesday, 01/03/2022 | 11:27 GMT by Tom Hazan
Institutional FX

FCA Imposes £783,800 Penalty on Barclays

  • The authority has fined Barclays for oversight failings in its relationship with Premier FX.
  • Barclays was the sole banker of Premier FX in the United Kingdom.
Monday, 28/02/2022 | 11:10 GMT by Bilal Jafar
News

Singapore Fintech TranSwap Gains EMI License in the UK

  • It has an extensive presence in Southeast Asia.
  • The company eyes to enable UK businesses to expand into the Asian markets.
Friday, 11/02/2022 | 11:55 GMT by Arnab Shome
Brokers

FCA Orders Freetrade to Pull Down ‘Misleading’ Social Media Promotions

  • The trading platform is running promotional campaigns across social media platforms.
  • It has been ordered to remove all promotional campaigns on social media.
Thursday, 10/02/2022 | 13:18 GMT by Arnab Shome
Institutional FX

FCA Asks Financial Firms to Drop Synthetic LIBOR for Robust Alternative

  • Most of the LIBOR settings ended on December 31, 2021.
  • Synthetic LIBOR was introduced as a temporary measure.
Wednesday, 09/02/2022 | 12:43 GMT by Arnab Shome
FinTech

FCA Warns against Falcon Financial Solutions and Thestral Financial Services

  • Cavendish Incorporated Ltd. carried investment activities with traders without permission.
  • Falcon Financial Solutions Ltd. has been linked to Cavendish Incorporated Ltd.
Monday, 31/01/2022 | 16:20 GMT by Matti Williamson
News

UK Government Plans to Tighten Rules on Misleading Crypto Ads

  • Almost 2.3 million people in the UK hold cryptocurrency assets.
  • Rishi Sunak said that the government is planning to protect consumers.
Tuesday, 18/01/2022 | 13:05 GMT by Bilal Jafar
Regulation

FCA Suspends Four European Firms from Operating under TPR

  • Two of these companies are based in Cyprus.
  • None of them responded to FCA’s mandatory information requests.
Tuesday, 18/01/2022 | 12:46 GMT by Arnab Shome
News

NYDIG-Subsidiary Bottlepay Gets FCA Approval as Crypto Business

  • It is one of the very few companies to gain the FCA nod.
  • It has become the first lightning network startup in the UK.
Tuesday, 11/01/2022 | 11:26 GMT by Arnab Shome
Brokers

FCA Flags IC Markets Clone for Offering Services in UK

  • The regulator flagged several domains, including icmarketspro.com
  • IC Markets itself is a reputed retail broker.
Monday, 10/01/2022 | 13:24 GMT by Arnab Shome
Institutional FX

FCA Seeks £40.8M Fine from Hedge Fund BlueCrest Capital

  • The regulator slapped charges of failure to manage conflict of interest.
  • The hedge fund has now taken the case to the Upper Tribunal.
Wednesday, 22/12/2021 | 12:58 GMT by Arnab Shome
Institutional FX

FCA Fines HSBC £64 Million for AML Lapses

  • The bank’s AML system had serious lapses for eight years.
  • It is not working with FCA to strengthen its AML processes.
Friday, 17/12/2021 | 09:41 GMT by Arnab Shome
Institutional FX

GMO-Z.com Reduces Capital to £1.5M, Seeks FCA License Cancellation

  • The company applied to cancel its FCA license in July.
  • It offers services to institutions and does not fall under the scope of the regulator.
Wednesday, 15/12/2021 | 13:20 GMT by Arnab Shome
Executive Moves

FCA Announces Changes in Its Executive Committee

  • The announcement seeks to accelerate the FCA’s enforcement powers.
Monday, 06/12/2021 | 15:39 GMT by Finance Magnates Staff
News

Binance Plans to Seek FCA Approval in the UK

  • The exchange is hiring former regulatory staff in the country.
Monday, 06/12/2021 | 13:26 GMT by Arnab Shome
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