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Consumer Duty
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Retail FX
How Financial Firms Are Handling New Consumer Duty Rules: FCA Investigates
Regulator investigates UK financial advice firms for Consumer Duty compliance.
It sent a survey to the 20 biggest advice companies in the country.
Thursday, 15/02/2024 | 09:44 GMT
by
Damian Chmiel
Retail FX
FCA Cancels 1,266 Unauthorized Firms, Imposes Record Fines in 2023
FCA intensifies actions against misleading financial ads and unauthorized firms in the UK.
Record fines and firm cancellations mark FCA's robust approach to protect consumers.
Thursday, 28/12/2023 | 14:10 GMT
by
Damian Chmiel
Retail FX
'Double Dipping': FCA Wants Investment Platform to Cease the Controversial Practice
Many investment firms retain interest in customers' cash balances and charge fees for cash management.
UK firms have until 29 February to address the issues raised by the FCA.
Tuesday, 12/12/2023 | 08:20 GMT
by
Arnab Shome
CryptoCurrency
FCA Unveils Fresh Guidance amidst Crypto Marketing Turmoil in the UK
The new crypto marketing rules have been in effect in the UK for a month.
Many firms still fail to meet the requirements, so the FCA is publishing new guidance.
Thursday, 02/11/2023 | 13:31 GMT
by
Damian Chmiel
Retail FX
Consumer Duty Comes into Effect in the UK
Consumer duty rules for products and services that are open for sale and renewal have become effective.
A survey found that a third of the firms would not fully comply with the rules by the deadline.
Monday, 31/07/2023 | 06:01 GMT
by
Arnab Shome
Retail FX
Weekly Poll: Do the Long-Term Benefits of UK Consumer Duty Outweigh Short-Term Costs?
Catch this week's poll on Finance Magnates' Linkedin.
Industry execs last week overwhelmingly supported multiple licenses among brokers.
Tuesday, 04/07/2023 | 11:11 GMT
by
Finance Magnates Staff
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