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Retail FX

SEC Seeks Changes to Protect Customers against Broker-Dealers’ Failure

The regulator wants broker-dealers to calculate their net cash daily rather than weekly.
In recent months, the SEC introduced other changes to the securities trading industry.

Wednesday, 12/07/2023 | 22:57 GMT by Solomon Oladipupo

Institutional FX

Asian Bank DBS Taps NASDAQ to Up Its Market Surveillance Efforts

DBS said NASDAQ's solution will help it better protect its clients' interests.
FINRA in January fined E*TRADE $350k for trade surveillance failures.

Thursday, 29/09/2022 | 20:42 GMT by Solomon Oladipupo

Brokers

AvaTrade Makes Risk-Free AvaProtect Tool Available on WebTrade

Clients can lock-in a position and be compensated if that position falls during a chosen period.

Thursday, 09/07/2020 | 01:06 GMT by Celeste Skinner

Brokers

XTB Implementing Negative Balance Protection in Bid to Safeguard Clients

The coverage will extend to FX, indices, commodities, equity CFD’s, ETFs, and cryptocurrency products.

Wednesday, 27/09/2017 | 07:57 GMT by Jeff Patterson

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