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Asic
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Roobet Launches New Game, Snoop’s High Rollers, in Collaboration
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Roobet Launches New Game, Snoop’s High Rollers, in Collaboration
Thought Leadership
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Retail FX
AAT Upholds Olive Financial Markets' Aussie Licence Cancellation
ASIC canceled Olive's AFS license on 16 March 2020.
The company appealed against ASIC's decision on 17 March 2020.
Wednesday, 11/01/2023 | 08:22 GMT
by
Arnab Shome
Brokers
Top Forex Brokers in Australia
How do you choose the best forex brokers in Australia?
Thursday, 05/01/2023 | 13:25 GMT
by
Finance Magnates Staff
Retail FX
ASX Wolf Tyson Scholz Breaches Aussie Financial License Laws
He was held for providing financial advisory without an AFS license.
The action came after ASIC cautioned the 'finfluencers' earlier.
Tuesday, 20/12/2022 | 09:48 GMT
by
Arnab Shome
FinTech
ASIC Stops Two AFS Licenses, Takes American Express to Court
One AFS license was suspended and another was cancelled.
American Express Australia was accused of improper credit card distribution.
Tuesday, 06/12/2022 | 13:46 GMT
by
Damian Chmiel
Institutional FX
ASIC Guides Exchanges How to Name ETPs
Financial market watchdog introduced two levels of labeling.
They are based on product type and their specific risks.
Thursday, 24/11/2022 | 10:04 GMT
by
Damian Chmiel
CryptoCurrency
ASIC Seeks Civil Penalty from Block Earner for Unlicensed Crypto Offerings
Block Earner offers several cryptocurrency-based fixed-yield earning products.
It does not hold an AFS license.
Wednesday, 23/11/2022 | 07:54 GMT
by
Arnab Shome
CryptoCurrency
No Blockchain for Aussie Stock Market, RBA Is "Very Dissapointed"
Five years of work on a blockchain solution for ASX costs over $170 million.
RBA and ASIC criticized ASX actions.
Thursday, 17/11/2022 | 11:41 GMT
by
Damian Chmiel
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CryptoCurrency
FTX’s Bahamas Unit Applies for Bankruptcy Protection in the US
The subsidiary is seeking protection from creditors in the United States.
Several regulators have responded to the sudden collapse of FTX.
Wednesday, 16/11/2022 | 13:56 GMT
by
Solomon Oladipupo
Retail FX
ASIC Sentences Former CEO of van Eyk Research to 15 Months Imprisonment
Thomas will be banned from managing a company for five years.
He was ordered to perform 250 hours of community service.
Wednesday, 16/11/2022 | 10:41 GMT
by
Damian Chmiel
Op-ed
Retail FX
Op-ed
2022, a Year of Tightening Marketing Regulations for Retail Brokers
The COVID-19 pandemic saw a significant rise in online investments and digital crimes
Several countries have tightened their financial advertising regulations to protect the public
Wednesday, 16/11/2022 | 09:43 GMT
by
Jonathan Elkin
CryptoCurrency
ASIC Suspends FTX’s AFS License
The company is allowed to offer limited services until 19 December.
It has also entered into voluntary administration.
Wednesday, 16/11/2022 | 06:21 GMT
by
Arnab Shome
Retail FX
ASIC Bans Unlicensed CFDs Trader for 10 Years
He is a former Director at Suncoast Trading (operated as Equity Trade).
He offered guaranteed high returns to clients from managed CFDs trading.
Tuesday, 15/11/2022 | 06:26 GMT
by
Arnab Shome
Retail FX
ASIC Warns Against Fake IPO Investment Frauds
The regulator uses case studies of Porshe's IPO and Care A2's Pre-IPO.
ASIC reminds that investing at the Pre-IPO stage involves higher risks.
Wednesday, 09/11/2022 | 11:41 GMT
by
Damian Chmiel
Retail FX
FX Ponzi Scheme Defrauded $180m, Director Faces 10 Years in Jail
The scheme operated for almost seven years, starting in 2010.
The former director of a fraudulent company faces five criminal charges.
Tuesday, 08/11/2022 | 10:06 GMT
by
Damian Chmiel
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CryptoCurrency
ASIC Shows How to Spot a Cryptocurrency Scam
ASIC supports ongoing Scams Awareness Week 2022.
The regulator lists 10 ways to identify potential crypto fraud.
Tuesday, 08/11/2022 | 08:25 GMT
by
Damian Chmiel
Retail FX
ASIC Heralds 12 'Enforcement Priorities' for 2023, including Crypto
New priorities focus on the protection of consumers from financial harm.
The new list includes greenwashing, social media misinformation and cryptocurrencies.
Thursday, 03/11/2022 | 09:22 GMT
by
Damian Chmiel
Retail FX
ASIC Bans Former Trade360 Manager for 8 Years
Bringans was working for Sirius Financial, trading as Trade360.
Following ASIC's investigation, the company's license was revoked.
Wednesday, 02/11/2022 | 10:29 GMT
by
Damian Chmiel
Institutional FX
Australia Opens Consultation on Capital Market Resilience
It is the second of three consultation rounds planned by ASX.
ASIC wants to increase the resilience of capital market participants.
Monday, 31/10/2022 | 10:09 GMT
by
Damian Chmiel
Institutional FX
ASIC Fines AUSIEX and Hits CommSec With Largest Ever Penalty
The penalty is the highest in history for breaching the Market Integrity Rule.
Companies used 121,000 occasions to overcharge their clients.
Wednesday, 26/10/2022 | 09:11 GMT
by
Damian Chmiel
CryptoCurrency
ASIC Sues BPS for Misleading Promotion of Qoin Tokens
Qoin was developed as a non-cash payment facility.
The company even falsely claimed regulatory authorization.
Tuesday, 25/10/2022 | 06:13 GMT
by
Arnab Shome
CryptoCurrency
ASIC Warns against Cryptcurrency Scam Appasiccoin.org
The watchdog states it never gives permission to use its logo to promote financial services.
Due to the cryptocurrency scams, investors lost $1 billion in 15 months.
Tuesday, 18/10/2022 | 11:30 GMT
by
Damian Chmiel
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CryptoCurrency
ASIC Temporarily Halts Holon’s Cryptocurrency Funds
The funds are invested in Bitcoin, Ether and Filecoin.
The regulator alleges that the target market determination of the funds is inappropriate.
Monday, 17/10/2022 | 06:52 GMT
by
Arnab Shome
Retail FX
ASIC Secures $229.9 Million in Civil Penalties in FY 2021/2022
The regulator has secured convictions against 33 individuals.
ASIC introduced breach reporting, hawking prohibition and deferred sales during the period.
Friday, 14/10/2022 | 19:56 GMT
by
Solomon Oladipupo
Regulation
ASIC Approves 578 New Licenses in Fiscal 2022
The licenses include AFS and ACL.
It also canceled 558 licenses.
Friday, 30/09/2022 | 07:39 GMT
by
Arnab Shome
Retail FX
Optus Hack: ASIC Warns Market Intermediaries against Possible 'Fraud'
Personal details of up to 10 million Optus customers were stolen.
Interestingly, the hacker assured deletion of the compromised data.
Wednesday, 28/09/2022 | 06:59 GMT
by
Arnab Shome
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