The new bond is digital only, available on SDX and SIX platforms.
It is the first public debt instrument available from traditional and digital markets.

Wednesday, 09/11/2022 | 08:46 GMT by Damian Chmiel

Institutional FX

iCapital Announces Plan to Buy US Alternative Investments Feeder Fund Platform from UBS

The details of the agreement were not disclosed.
The transaction is expected to close in the second half of 2022.

Wednesday, 24/08/2022 | 08:38 GMT by Bilal Jafar

Retail FX

SEC Fines JPMorgan, UBS and TradeStation for Lapses in Identity Theft Prevention

All three firms agreed to pay the monetary penalty.
None have agreed or denied the charges.

Thursday, 28/07/2022 | 05:48 GMT by Arnab Shome

Executive Moves

Naureen Hassan to Join UBS as President of UBS Americas

She will succeed Tom Naratil.
UBS also announced the appointment of Iqbal Khan as the President of Global Wealth Management.

Wednesday, 13/07/2022 | 07:00 GMT by Bilal Jafar

Institutional FX

UBS Settles SEC’s Fraud Charges by Paying $25 Million

It was related to the marketing and selling of a complex investment strategy.
The bank failed to reveal the risks of the strategy to the financial advisors.

Thursday, 30/06/2022 | 08:41 GMT by Arnab Shome

Executive Moves

Marcus Kwong Becomes New Head of Sales Trading in Asia at UBS

Kwong worked for UBS between 2004 and 2009 as a Director in Hong Kong and Shanghai.
He was the Executive Director and Head of APAC Equity Trading at Morgan Stanley.

Friday, 10/06/2022 | 19:49 GMT by Felipe Erazo

Institutional FX

UBS Reports Net Profit of $7.5 Billion in 2021

The Bank posted strong growth in the global wealth management division.
Operating income increased by 10% YoY.

Tuesday, 01/02/2022 | 07:59 GMT by Bilal Jafar

Institutional FX

Swiss Bank UBS to Acquire Wealthfront

UBS plans to expand its presence in the US market through the recent acquisition.
The mentioned deal is valued at $1.4 billion.

Thursday, 27/01/2022 | 12:31 GMT by Bilal Jafar

Retail FX

SEC Charges Financial Advisor in $5.8 Million Fraud

German Nino stole $5.8 million from a long-standing client.
He also created fake account statements.

Tuesday, 25/01/2022 | 08:02 GMT by Bilal Jafar

Executive Moves

Saxo Bank Onboards Claudius Sutter to Its Board of Directors

Sutter brings a wealth of experience of close to forty years working in the finance industry.

Thursday, 18/11/2021 | 11:09 GMT by Tom Hazan

Executive Moves

Blockchain.com Nominates CJ Rinaldi as Its New Chief Compliance Officer

CJ Rinaldi will develop the crypto services provider’s established global compliance frameworks and more.

Wednesday, 10/11/2021 | 08:57 GMT by Tom Hazan

Executive Moves

TORA Secures Peter Rank and Chris Hopton as It Expands to London

Rank will report to David Tattan, Head of Sales for Europe, while Hopton joins the global team of professional service managers.

Thursday, 09/09/2021 | 13:14 GMT by Tom Hazan

Institutional FX

UBS Joins Broadridge’s Distributed Ledger Repo Platform

The company is aiming to reduce operating costs and risks with the DLT-based platform.

Monday, 09/08/2021 | 12:33 GMT by Arnab Shome

Institutional FX

UBS Fined $8 Million over Compliance Failures in ETP Sale

The investment bank settled with the SEC without agreeing or disagreeing on the charges.

Monday, 19/07/2021 | 15:14 GMT by Arnab Shome

Executive Moves

Michael Findlay Is Onboarded as FCA's Chair of Markets Practitioner Panel

Michael Findlay succeeds interim Chair, Tim Waddell, the Vice-Chair of Global Corp. & Investment Banking for EMEA.

Tuesday, 15/06/2021 | 12:00 GMT by Tom Hazan

Executive Moves

Sameer Jain Is Named Chief Information Officer of Wholesale by Nomura

Jain will be in charge of Wholesale IT and Operations and will align delivery of wholesale digitalization and data strategy.

Wednesday, 07/04/2021 | 11:55 GMT by Tom Hazan

Executive Moves

BTON Financial Has Named Ray Tierney as Its New Non-Executive Director

Tierney will play a fundamental role in directing the company and expanding BTON Financial’s U.S. footprint.

Monday, 22/03/2021 | 13:01 GMT by Tom Hazan

Executive Moves

Neal Pawar Is Appointed to Chief Operating Officer by Qontigo

Pawar brings broad experience in senior technical leadership roles as well as large global operating positions in Finance.

Tuesday, 16/03/2021 | 10:03 GMT by Tom Hazan

Institutional FX

UBS Accelerates Share Buyback as Q4 Income Jumps 137%

The Swiss bank is aiming to repurchase $1.1 billion in shares in Q1 of 2021.

Tuesday, 26/01/2021 | 08:18 GMT by Arnab Shome

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