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Retail FX

UK Banks to Pay £47M in Redress to Struggling Borrowers

  • The UK regulator found over 195,000 stressed customers.
  • It now wants to make pandemic-era rule permanent.
Thursday, 25/05/2023 | 10:33 GMT by Arnab Shome
Education Center

FCA to Young Traders: Invest Like You Date

  • Only 20% of young investors can ignore an investment hype, according to the FCA.
  • However, 67% expressed a preference for long-term investments.
Wednesday, 24/05/2023 | 17:05 GMT by FM Contributors
Retail FX

News Nuggets | 18 May: Stone Edge Capital Lost CySEC License; FCA Deputy Chair

  • Also, KX's partnership with Amazon Web Services and Delta Capita's new APAC Head.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 18/05/2023 | 09:55 GMT by Finance Magnates Staff
Retail FX

Duty Calls: How to Prepare to FCA's New Regulation

  • A new milestone of UK's "consumer duty" will come into effect on April 30.
  • What is the duty, What documentation would I need and what to do if I'm not prepared - questions and answers.
Tuesday, 18/04/2023 | 08:28 GMT by Lewis Gurry
FinTech

UK Unveils Two-Year Open Banking Development Plan to Boost Fintech Apps

  • FCA wants to see more competition in the open banking services industry.
  • Seven million Britons currently use the UK’s open banking products.
Monday, 17/04/2023 | 10:57 GMT by Damian Chmiel
Retail FX

FCA Taps Love Island Contestant to Educate Finfluencers

  • The FCA and ASA jointly kicked off the education campaign.
  • Sharon Gaffka will help the agencies in the campaign.
Thursday, 06/04/2023 | 10:17 GMT by Arnab Shome
Retail FX

The FCA Wants Greater Investor Protection. This is Their Plan

  • The FCA has entered the second year of its three-year strategy.
  • It accelerates its work in four main areas, focusing on further investment and increased resources.
Wednesday, 05/04/2023 | 11:16 GMT by Damian Chmiel
Retail FX

FCA Announces Joint Executive Directors for Enforcement and Market Oversight

  • Chambers and Smart will replace Steward.
  • Smart joins from the NCA, and Chambers has many years of experience from the FCA.
Thursday, 23/03/2023 | 12:31 GMT by Damian Chmiel
FinTech

FCA Scolds Payment Firms over 'Lack of Controls'

  • The regulator said some firms are posing "unacceptable risks" to customers.
  • The FCA has also seen evidence of "elevated fraud rates" among some firms.
Friday, 17/03/2023 | 20:43 GMT by Solomon Oladipupo
Retail FX

FCA to Collect Up to £250k Economic Crime Levy, including Crypto Firms

  • The amount of the fee will depend on the company's revenue.
  • The smallest entities under the £10.2 million UK revenue are excluded.
Thursday, 09/03/2023 | 10:47 GMT by Damian Chmiel
CryptoCurrency

FCA Cracks Down on Unregulated Cryptocurrency ATM Providers in London

  • The UK's regulator continues its actions against unregulated crypto ATMs in London.
  • The regulator used its powers to inspect several sites suspected of hosting illegal machines.
Wednesday, 08/03/2023 | 09:56 GMT by Damian Chmiel
Institutional FX

Market Infrastructure Providers Greenlight BoE, FCA Supervision

  • The FCA is also seeking to enhance the UK's asset management laws.
  • Moreover, the markets supervisor is planning a new financial promotions regime.
Friday, 24/02/2023 | 16:22 GMT by Solomon Oladipupo
Retail FX

FCA to Compensate 24HR Trading Academy Victims

  • The scheme operator had to declare bankruptcy after failing to pay the penalty.
  • The FCA initially brought the case against Mohammed Maricar in April 2020.
Friday, 24/02/2023 | 10:58 GMT by Arnab Shome
Retail FX

25% of Investors Who Avoid Scams Inspired by Sherlock Holmes

  • "Armchair detective investors" successfully identify potential financial threats, FCA states.
  • The number of scam reports grew by 193% during the last five years.
Tuesday, 21/02/2023 | 12:33 GMT by Damian Chmiel
Retail FX

FCA Consults on Asset Management Regulation Update

  • The FCA continues its three-year strategy of enhancing the local financial industry.
  • The UK's AM market is the second biggest in the world after the United States.
Monday, 20/02/2023 | 10:05 GMT by Damian Chmiel
Retail FX

FCA Wants to Recover Money from Argento Wealth

  • The FCA commenced High Court proceedings against AWL.
  • AWL is not, and never has been, an FCA-authorised firm.
Tuesday, 07/02/2023 | 13:09 GMT by Damian Chmiel
CryptoCurrency

FCA Seeks Crypto Firms' Preparedness for Upcoming Promotions Regime

  • The new rules will apply to local and overseas crypto firms targeting UK consumers.
  • Breaches of the four promotional channels will bring criminal charges.
Monday, 06/02/2023 | 11:44 GMT by Arnab Shome
FinTech

UK Regulator Clamps Down on 1,400% More Rogue Financial Ads in 2022

  • The FCA published over 1,800 scam alerts last year.
  • The regulator says it will introduce new consumer duty obligations in July.
Friday, 03/02/2023 | 19:27 GMT by Solomon Oladipupo
Retail FX

UK FCA Warns against Clone of FX Broker Axi

  • AxiCorp owns both Axi and One Financial Markets.
  • The FCA clamped down on a number of clone companies in 2022.
Thursday, 02/02/2023 | 15:11 GMT by Solomon Oladipupo
Executives

FCA Appoints Aidene Walsh as PSR Chair

  • She served as an interim Chair and has been connected with the entity since 2020.
  • Walsh simultaneously joins the FCA Board.
Wednesday, 01/02/2023 | 12:07 GMT by Damian Chmiel
CryptoCurrency

UK Moves to Regulate Crypto for Better Consumer Protection

  • A public consultation was launched on 1 February and will run until 30 April.
  • The treasury will then prepare a draft bill, which the FCA will consult on with the industry.
Wednesday, 01/02/2023 | 10:48 GMT by Damian Chmiel
Institutional FX

Regulators Slapped Industry with Record Fines in 2022, SEC in the Lead

  • WhatsApp crackdown amounted to fines of $1.1 billion.
  • Also, European regulators imposed high penalties although visibly lower than the SEC.
Tuesday, 31/01/2023 | 12:17 GMT by Damian Chmiel
Retail FX

FCA’s Financial Ombudsman Zahida Manzoor to Serve Second Term

  • Manzoor was initially appointed as an FOS Chair in 2019.
  • The second term of office lasts until 2025.
Monday, 30/01/2023 | 11:40 GMT by Damian Chmiel
Retail FX

UK Charges Ex-Janus Analyst and 4 Others with £1.5M Insider Dealing

  • The FCA alleged that they traded CFDs on 49 companies with their insider info.
  • Southwark Crown Court will hold a hearing on the case on February 22, 2023.
Wednesday, 25/01/2023 | 15:15 GMT by Solomon Oladipupo
FinTech

FCA Investigates 3 Money Transfer Firms for Possible Unfair Competition

  • The regulator believes the firms coordinated in 2017 to purposely overcharge customers.
  • The FCA is awaiting feedback from the firms to decide if the law has been broken.
Wednesday, 25/01/2023 | 13:09 GMT by Solomon Oladipupo
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