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DEUTSCHE BANK SECURITIES ‎

Blockchain.com Nominates CJ Rinaldi as Its New Chief Compliance Officer

CJ Rinaldi will develop the crypto services provider’s established global compliance frameworks and more.

Deutsche Bank Pays $10.25M in Reporting Failures, Spoofing Settlements

A 5-day systems outage in 2016 revealed the German lender unprepared for such disasters. It paid $1.25M in spoofing ...

John Cryan Chosen as Next Man Group Chairman

The former Deutsche Bank CEO will replace Ian Livingstone in the new year

Deutsche Bank Execs Were Aware of Tax Fraud Scheme

The German banking giant is already embroiled in Danske Bank's money laundering scandal

Deutsche Bank Sheds 30 Percent of Asia Division in 6 Months

Cuts and low morale have led a number of employees to leave the company's investment banking division.

Deutsche Bank Ordered to Pay $70 Million for Manipulation of USD Swap Rates

The German investment bank reportedly intentionally attempted to alter benchmark levels to benefit its personal positions.

FINRA Slaps $3.25m Fine on Deutsche Bank Securities for ATS Violations

Deutsche Bank Securities has been fined for failing to provide uniform information to Alternative Trading System users.

SEC Fines Deutsche Bank $9.5M After Improperly Disclosing Equity Research

Following the leaking of equity research, the regulator fined Deutsche Bank Securities $9.5M.

FINRA Levies $6 Million Fine on Deutsche Bank For Late “Blue Sheets”

FINRA fines Deutsche Bank AG's securities arm for submitting inaccurate and late trade data.

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