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Commodity Pool
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Institutional FX
US Court Fines Kentucky Men $5m for Commodity Futures Pool Fraud
Men defraud investors of $1.2 million in 2013.
Court orders permanent trading and registration ban.
Wednesday, 23/03/2022 | 15:13 GMT
by
Solomon Oladipupo
Retail FX
CFTC Orders Idaho Man to Pay a Fine for Commodity Pool Operator Violations
Cody Malosi Wilson should pay around $150,000 as a civil monetary penalty.
Thursday, 26/08/2021 | 20:45 GMT
by
Felipe Erazo
Regulation
Wall Street Pirate Management Shows Any Name is Good for a Fraud
The company and its owner Gary Creagh operated a commodity pool while concealing it from the NFA.
Monday, 26/06/2017 | 21:42 GMT
by
Victor Golovtchenko
Regulation
Pennsylvania Resident Charged by CFTC with Defrauding 4 People of $825,000
CFTC charges with fraud yet another self-proclaimed commodity futures trading expert
Tuesday, 02/05/2017 | 19:51 GMT
by
Victor Golovtchenko
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Regulation
CFTC Charges Trader with Fraud in Ponzi-Style Commodity Pool Scheme
Derek Springfield allegedly fraudulently solicited and received $1.46m in connection with pooled investments.
Wednesday, 21/12/2016 | 09:19 GMT
by
Finance Magnates Staff
Regulation
CFTC Imposes $800K Fine on Investment Firm for Fraudulent Commodity Pool Activity
David Zier made false representations to clients in connection with a commodity pool he operated.
Tuesday, 20/12/2016 | 07:33 GMT
by
Finance Magnates Staff
Regulation
Texan and His Company RNS Holdings Fined After Losing Over $14m
The CFTC has fined the company and its principal almost $400K for fraud and misappropriation of funds.
Tuesday, 20/09/2016 | 20:28 GMT
by
Victor Golovtchenko
Regulation
Unregulated Californian Investment Advisors Charged with $1.6m Fraud
The US CFTC has charged two individuals and their company STA Opus with fraud and misappropriation.
Tuesday, 09/08/2016 | 22:10 GMT
by
Victor Golovtchenko
ADVERTISEMENT
Regulation
QuantX & Jonathan Parker Fined $1m For Retail Forex Fraud Scheme
The U.S. CFTC has determined that the perpetrator of the scheme solicited over $340,000.
Wednesday, 03/08/2016 | 20:02 GMT
by
Victor Golovtchenko
Regulation
US Watchdog Secures Court Order Against Fraudulent Commodity Pool Scheme
CFTC receivs court orders to impose trading bans and penalties of nearly $3.0 million against a commodity pool operator.
Wednesday, 22/06/2016 | 21:30 GMT
by
Aziz Abdel-Qader
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