Global Relay Has Named Chip Jones as VP of Compliance
- Jones brings unrivalled industry insight and expertise to its leadership team.
Global Relay announced recently that it has named Chip Jones as Vice President of Compliance Compliance In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a Read this Term, effective immediately.
Announced in a press release, Global Relay, a leading provider of fully-compliant, Cloud Cloud The cloud or cloud computing helps provides data and applications that can be accessed from nearly any location in the world so long as a stable Internet connection exists. Categorized into three cloud services, cloud computing is segmented into Software as a Service (SaaS), Infrastructure as a Service (IaaS), and Platform as a Service (PaaS). In terms of trading, the versatility of the cloud service allows retail traders the ability to test out new trading strategies, backtest pre-existing conc The cloud or cloud computing helps provides data and applications that can be accessed from nearly any location in the world so long as a stable Internet connection exists. Categorized into three cloud services, cloud computing is segmented into Software as a Service (SaaS), Infrastructure as a Service (IaaS), and Platform as a Service (PaaS). In terms of trading, the versatility of the cloud service allows retail traders the ability to test out new trading strategies, backtest pre-existing conc Read this Term-based message archiving, supervision and eDiscovery solutions, announced that it has secured the services of Chip Jones as the Senior FINRA executive to develop its high-growth strategy.
Jones will report directly to Warren Roy, CEO of Global Relay, which delivers services to over 20,000 customers in 90 countries and strengthen the company’s expertise across regulatory compliance. In Vancouver, he will work with the Global Relay teams to ensure its products, services and customer service team exceed expectations and requirements of its existing and potential clients, according to his LinkedIn profile.
Jones Leaves FINRA for Global Relay
Before Jones’ appointment to Global Relay, he held the position of Senior Vice President of Member Relations and Education for FINRA, which just fell short of two decades. In this role, he fulfilled the duties including maintaining and enhancing open and effective dialogue with FINRA member firms.
Chip Jones, VP of Compliance, Global Relay. Source LinkedIn
Additionally, Jones oversaw FINRA’s Member Education area where he covered FINRA conferences and other member firm educational offerings like the FINRA Institute at Georgetown for the Certified Regulatory and Compliance Professional (CRCP)® designation.
Prior to the time spent at FINRA, Jones served as Vice President of Regulatory and Industry Affairs at American Express Financial Advisors (Ameriprise Financial) for six years.
Earlier on, he had held the position of Advocacy Administrator for the Association for Investment Management and Research (The CFA Institute) for a couple of years.
Though, the commencement of Jones’ career began as a senior examiner/investigator at Virginia Securities Division.
Commenting on the announcement, Warren Roy, Global Relay CEO, said: “I’m delighted that Chip has joined Global Relay and welcome the unrivalled industry insight and expertise he brings to our leadership team.”
Jones commented: “This new role allows me to continue and broaden my passion for helping the financial services industry maintain compliance with regulatory requirements and I look forward to working to make compliance smarter, easier and more efficient.”
Global Relay announced recently that it has named Chip Jones as Vice President of Compliance Compliance In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a Read this Term, effective immediately.
Announced in a press release, Global Relay, a leading provider of fully-compliant, Cloud Cloud The cloud or cloud computing helps provides data and applications that can be accessed from nearly any location in the world so long as a stable Internet connection exists. Categorized into three cloud services, cloud computing is segmented into Software as a Service (SaaS), Infrastructure as a Service (IaaS), and Platform as a Service (PaaS). In terms of trading, the versatility of the cloud service allows retail traders the ability to test out new trading strategies, backtest pre-existing conc The cloud or cloud computing helps provides data and applications that can be accessed from nearly any location in the world so long as a stable Internet connection exists. Categorized into three cloud services, cloud computing is segmented into Software as a Service (SaaS), Infrastructure as a Service (IaaS), and Platform as a Service (PaaS). In terms of trading, the versatility of the cloud service allows retail traders the ability to test out new trading strategies, backtest pre-existing conc Read this Term-based message archiving, supervision and eDiscovery solutions, announced that it has secured the services of Chip Jones as the Senior FINRA executive to develop its high-growth strategy.
Jones will report directly to Warren Roy, CEO of Global Relay, which delivers services to over 20,000 customers in 90 countries and strengthen the company’s expertise across regulatory compliance. In Vancouver, he will work with the Global Relay teams to ensure its products, services and customer service team exceed expectations and requirements of its existing and potential clients, according to his LinkedIn profile.
Jones Leaves FINRA for Global Relay
Before Jones’ appointment to Global Relay, he held the position of Senior Vice President of Member Relations and Education for FINRA, which just fell short of two decades. In this role, he fulfilled the duties including maintaining and enhancing open and effective dialogue with FINRA member firms.
Chip Jones, VP of Compliance, Global Relay. Source LinkedIn
Additionally, Jones oversaw FINRA’s Member Education area where he covered FINRA conferences and other member firm educational offerings like the FINRA Institute at Georgetown for the Certified Regulatory and Compliance Professional (CRCP)® designation.
Prior to the time spent at FINRA, Jones served as Vice President of Regulatory and Industry Affairs at American Express Financial Advisors (Ameriprise Financial) for six years.
Earlier on, he had held the position of Advocacy Administrator for the Association for Investment Management and Research (The CFA Institute) for a couple of years.
Though, the commencement of Jones’ career began as a senior examiner/investigator at Virginia Securities Division.
Commenting on the announcement, Warren Roy, Global Relay CEO, said: “I’m delighted that Chip has joined Global Relay and welcome the unrivalled industry insight and expertise he brings to our leadership team.”
Jones commented: “This new role allows me to continue and broaden my passion for helping the financial services industry maintain compliance with regulatory requirements and I look forward to working to make compliance smarter, easier and more efficient.”